-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L4981k+ryOaUc9j6vulw08QEIiKmlWL1ca13tdfqm7XpY9uMsyUYGWi4q8nD+S+C DezTdyRfbxEBY9CXvSRlrw== 0000912057-96-029023.txt : 19961213 0000912057-96-029023.hdr.sgml : 19961213 ACCESSION NUMBER: 0000912057-96-029023 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BLACK WARRIOR WIRELINE CORP CENTRAL INDEX KEY: 0000839871 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 112904094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47433 FILM NUMBER: 96679513 BUSINESS ADDRESS: STREET 1: 3748 HWY 45 N CITY: COLUMBUS STATE: MS ZIP: 39705- BUSINESS PHONE: 6013291047 MAIL ADDRESS: STREET 1: 3748 HWY 45 N CITY: COLUMBUS STATE: MS ZIP: 39705 FORMER COMPANY: FORMER CONFORMED NAME: TELETEK LTD DATE OF NAME CHANGE: 19890719 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DICKINSON HOLDING CORP / DE CENTRAL INDEX KEY: 0000918963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 421461974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 405 6TH AVE SUITE 200 PO BOX 9111 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 5152478100 MAIL ADDRESS: STREET 1: 405 6TH AVE NUE SUITE 200 STREET 2: PO BOX 9111 CITY: DES MOINES STATE: IA ZIP: 50309 FORMER COMPANY: FORMER CONFORMED NAME: SYNERGISTIC HOLDING CORP DATE OF NAME CHANGE: 19951127 FORMER COMPANY: FORMER CONFORMED NAME: DICKINSON HOLDING CORP DATE OF NAME CHANGE: 19940214 SC 13D/A 1 SCHEDULE 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form ...... 14.50 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* --- BLACK WARRIOR WIRELINE CORP. -------------------------------------------------------- (Name of Issuer) COMMON STOCK -------------------------------------------------------- (Title of Class of Securities) 092260504 -------------------------------------------------------- (CUSIP Number) T. MARSHALL SWARTWOOD, 110 WALL ST., NY, NY 10005 (212)742-8900 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) DECEMBER 11, 1996 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box /X/. Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 092260504 SCHEDULE 13D Page 2 of 2 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DICKINSON HOLDING CORP. - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER (A) / / OF A GROUP* (B) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* - ------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO /X/ ITEMS 2(D) OR 2(E) - ------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING BENEFICIALLY OWNED POWER 55,000 BY EACH REPORTING -------------------------------------------------- PERSON WITH (8) SHARED VOTING POWER -------------------------------------------------- (9) SOLE DISPOSITIVE POWER 55,000 -------------------------------------------------- (10) SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 55,000 - ------------------------------------------------------------------------------- (12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.6 - ------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 2 of 7 ITEM 1. SECURITY AND ISSUER This statement relates to the shares of Common Stock (the "Common Stock") of Black Warrior Wireline Corp. (the "Issuer"). The Issuer's principal executive offices are located at 3748 Highway 45 North, Columbus, Mississippi 39701. ITEM 2. IDENTITY AND BACKGROUND This statement is being filed by Dickinson Holding Corp. (the "Purchaser"). The Purchaser owns 100% of Dickinson & Co., a registered broker dealer and investment banking firm ("Dickinson"). The principal business address of the Purchaser and Dickinson is, 405 Sixth Avenue, Des Moines, Iowa 50306. During the last five years, the Purchaser has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has it been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws except as listed in Exhibit 1. T. Marshall Swartwood, Chairman of the Board of the Purchaser, resides in Westtown, New York 10998 and owns 100% of Swartwood & Co., a registered broker dealer. During the last five years, Mr. Swartwood has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has he been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Swartwood is a resident citizen of the United States. Thomas M. Swartwood, President of the Purchaser resides at 153 37th Street, Des Moines, Iowa 50312. During the last five years, Mr. Swartwood has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has he been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Swartwood is a resident citizen of the United States. Glenn S. Cushman, Senior Vice President and Director of the Purchaser resides at 2 W. North Lane, Phoenix, Arizona 85021. During the last five years, Mr. Cushman has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has he been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Cushman is a resident citizen of the United States. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Purchaser acquired the shares for cash from working capital. ITEM 4. PURPOSE OF TRANSACTION The Purchaser acquired the beneficial ownership of the shares of Common Stock described herein for investment purposes. The Purchaser may from time to time, depending on general economic conditions, market prices for shares of Common Stock and other factors, purchase additional shares of Common stock through open-market purchases, privately negotiated transactions or otherwise and may dispose of shares of Common Stock as stated above or otherwise. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of December 11, 1996, the Purchaser directly owned 55,000 shares. As of December 11, 1996, Mr. T. Marshall Swartwood beneficially owned 50,000 shares including 50,000 held by Swartwood & Co. The 50,000 shares held by Swartwood & Co. were purchased for cash. This beneficial ownership represents approximately 2.3% of the issued and outstanding shares of Common Stock. Such percentage is based on information obtained from the Issuer that as of November 12, 1996 there were 2,144,677 shares of Common Stock issued and outstanding. As of December 11, 1996, Mr. Thomas M. Swartwood directly owned 10,000 shares which he purchased for cash. This beneficial ownership represents approximately .044% of the issued and outstanding shares of Common Stock. Such percentage is based on information obtained from the Issuer that as of November 12, 1996 there were 2,144,677 shares of Common Stock issued and outstanding. As of December 11, 1996, Mr. Glenn S. Cushman directly owned 10,000 shares which he purchased for cash. This beneficial ownership represents approximately .044% of the issued and outstanding shares of Common Stock. Such percentage is based on information obtained from the Issuer that as of November 12, 1996 there were 2,144,677 shares of Common Stock issued and outstanding. (b) The Purchaser has sole power to vote, direct the vote of, dispose and direct the disposition of its 55,000 shares. Mr. T. Marshall Swartwood has sole power to vote, direct the vote of, dispose and direct the disposition of the 50,000 shares beneficially owned by him. Mr. Thomas M. Swartwood has sole power to vote, direct the vote of, dispose and direct the disposition of his 10,000 shares. Mr. Glenn S. Cushman has sole power to vote, direct the vote of, dispose and direct the disposition of his 10,000. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS AND RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1 - Form BD, Disciplinary Actions SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 12, 1996 Dickinson Holding Corp. By: /s/ T. Marshall Swartwood ------------------------- T. Marshall Swartwood Chairman -----END PRIVACY-ENHANCED MESSAGE-----